Insider trading stories
Custodia warns of AI record-keeping risk in finance
Last week
#
uc
#
risk & compliance
#
genai
Custodia says financial firms must widen record-keeping to cover collaboration tools, messaging apps and AI-generated content as regulators step up scrutiny.
Robinhood tests social trading beta with verified users
Last month
#
fintech
#
cx
#
martech
Robinhood tests a verified social trading beta with 1,000 power users, letting them share live trades, stats and discussion in-app.
AI seen as new risk as firms lag on surveillance plans
Last month
#
digital transformation
#
crypto
#
partner programmes
Most financial firms see AI driving new compliance risks within a year, yet nearly a third still lack a trade surveillance strategy.
Sydney IT consultant charged with insider trading and unauthorised access to data
Tue, 15th May 2018
#
shares
#
stock market
#
australian securities and investments commission
Sydney IT consultant Steven Oakes faces 115 charges for insider trading, unauthorised data access, and destroying crucial records, ASIC confirms.